The SIDC Module 11 Examination comprises of 40 questions, time given is 60 minutes and the passing mark is 70%.
SC Licensing Exam Module 11 (Set 1)
RM49.90
60 Questions + Answers
5 Apr 2024
SIDC Module 11 Exam Question
Which of the following compliance guidelines is false?
a) Any dealing must be done for the participating organisation’s own account before that of the clients’ orders.
b) Policies and procedures should be implemented to detect market rigging.
c) Key duties and functions must be properly segregated.
d) Proper policies and procedures must be put in place to prevent the company’s employees from taking advantage of confidential price-sensitive information.
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SC Licensing Exam Module 11 (Set 2)
RM49.90 Add to cart60 Questions + Answers
5 Apr 2024
SIDC Module 11 Exam Question
Which of the following statements regarding a Participating Organisation is false?a) Compliance staff of a Participating Organisation may perform roles such as that of an in-house legal counsel.
b) A Participating Organisation should have an independent compliance function with staff who are suitably qualified and independent from the front office.
c) A Participating Organisation should designate a senior staff from the front office to be responsible for compliance.
d) A Participating Organisation may engage an external service provider to support its compliance arrangements.
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SC Licensing Exam Module 6 (Set 1)
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5 Apr 2024
SIDC Module 6 Exam Question
ABC Bhd is listed on the LEAP Market. An existing shareholder of ABC Bhd who is not classified as a sophisticated investor can only:a) buy securities of ABC Bhd.
b) sell existing securities of ABC Bhd.
c) short sell securities of ABC Bhd.
d) borrow securities of ABC Bhd.
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SC Licensing Exam Module 14 (Set 1)
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5 Apr 2024
SIDC Module 14 Exam Question
A call option has a strike price of RM50 and a premium of RM200. If the stock price is at RM50 at expiry, what is the maximum possible loss of the option holder?a) RM 0
b) RM 50
c) RM 200
d) RM 250
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SC Licensing Exam Module 18 (Set 1)
RM89.90 Add to cart100 Questions + Answers
5 Apr 2024
SIDC Module 18 Exam Question
Which of the following types of fixed income securities can be prepaid before the maturity date?a) Government bonds
b) Callable bonds
c) Zero-coupon bonds
d) Corporate bonds
