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  SC Licensing Exam Module 6 (Set 1)

  RM49.90 Add to cart

  60 Questions + Answers

  3 Apr 2025

  SIDC Module 6 Exam Question

  ABC Bhd is listed on the LEAP Market. An existing shareholder of ABC Bhd who is not classified as a sophisticated investor can only:

  a) buy securities of ABC Bhd.

  b) sell existing securities of ABC Bhd.

  c) short sell securities of ABC Bhd.

  d) borrow securities of ABC Bhd.
• 

  SC Licensing Exam Module 16 (Set 1)

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  60 Questions + Answers

  3 Apr 2025

  SIDC Module 16 Exam Question

  Which of the following statements regarding trade price adjustments is false?

  a) The Exchange may adjust trade prices or cancel trades where it believes such action is necessary in the interest of an orderly and fair market.

  b) The Exchange may review a trade executed on its own volition or upon the request of a Trading Participant.

  c) If the price of the trade under review is determined to be within the Non-Reviewable Range, the trade will be cancelled.

  d) If the price of the trade under review is determined to be outside the Non-Reviewable Range, the price of the trade may either be adjusted or cancelled as the Exchange sees fit.
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  SC Licensing Exam Module 16 (Set 2)

  RM49.90 Add to cart

  60 Questions + Answers

  3 Apr 2025

  SIDC Module 16 Exam Question

  Which of the following information does not need to be included in a futures contract?

  a) Tick size

  b) Margin call procedures

  c) Mark-to-market procedures

  d) Termination procedures
• 

  SC Licensing Exam Module 17 (Set 2)

  RM89.90 Add to cart

  100 Questions + Answers

  3 Apr 2025

  SIDC Module 17 Exam Question

  Which of the following statements about margin is true?

  a) A Trading Participant may request from its Clients for margins above the minimum required by the Clearing House.

  b) Each Client’s Open Positions must be marked to market daily and additional call for margins must be made if necessary.

  c) Where margins are required, the Trading Participant must obtain a minimum initial margin and maintain the amount of minimum margins on all Open Positions.

  d) A Trading Participant may Close Out any Open Position of a Client where the Client fails to comply with a demand for margin within 1 hour from the time of demand.
• 

  SC Licensing Exam Module 6 (Set 2)

  RM49.90 Add to cart

  60 Questions + Answers

  3 Apr 2025

  SIDC Module 6 Exam Question

  Which of the following statements is true regarding Regulated Short Selling?

  a) A Participating Organisation can execute Regulated Short Selling if the Client is associated with the body corporate that issued the securities.

  b) A Participating Organisation can execute a Regulated Short Sale by way of Direct Business Transaction.

  c) A Participating Organisation must execute all orders on the same Market Day that the Client instructs for the order to be executed.

  d) A Participating Organisation does not need to open a separate trading account if it is executing Regulated Short Selling for itself.
• 

  SC Licensing Exam Module 17 (Set 1)

  RM89.90 Add to cart

  100 Questions + Answers

  3 Apr 2025

  SIDC Module 17 Exam Question

  Which of the following statements regarding orders is false?

  a) Where the customer's order is a careful discretion order, trades allocated to the house error account must not be worse off to that allocated to customer's account.

  b) A Representative can execute an order that will have an impact on the market for, or price of, a security or Futures Contract.

  c) A Representative is not allowed to purchase substantial volume in a thinly traded counter, which accounts for a large proportion of the market volume, to establish a predetermined price.

  d) A Representative should be alert to orders placed near the close on the last trading day of the month, quarter or year.
• 

  SC Licensing Exam Module 18 (Set 1)

  RM89.90 Add to cart

  100 Questions + Answers

  3 Apr 2025

  SIDC Module 18 Exam Question

  Which of the following types of fixed income securities can be prepaid before the maturity date?

  a) Government bonds

  b) Callable bonds

  c) Zero-coupon bonds

  d) Corporate bonds