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  SC Licensing Exam Module 19B

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  60 Questions + Answers

  5 Feb 2026

  SIDC Module 19B Exam Question

  When a listed company undertakes a pro rata issue of equity securities to its shareholders for cash, this is known as:

  a) warrants issue

  b) rights issue

  c) convertible shares issue

  d) book-building

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  SC Licensing Exam Module 11 (Set 2)

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  60 Questions + Answers

  5 Feb 2026

  SIDC Module 11 Exam Question

  Which of the following statements regarding a Participating Organisation is false?

  a) Compliance staff of a Participating Organisation may perform roles such as that of an in-house legal counsel.

  b) A Participating Organisation should have an independent compliance function with staff who are suitably qualified and independent from the front office.

  c) A Participating Organisation should designate a senior staff from the front office to be responsible for compliance.

  d) A Participating Organisation may engage an external service provider to support its compliance arrangements.
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  SC Licensing Exam Module 19 (Set 1)

  RM49.90 Add to cart

  60 Questions + Answers

  5 Feb 2026

  SIDC Module 19 Exam Question

  Which of the following situations does not have an element of suspicious trading?

  a) Several orders for small quantities placed close together at increasing or decreasing prices to create a layer of buy/sell orders in the market.

  b) Excessive use of forced keys in entering orders.

  c) Multiple orders entered during pre-opening and pre-close trading phases.

  d) Orders placed on both the buy and sell side of the market at a similar price and time by the same Representative.