The SIDC Module 10 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 10 (Set 2)
RM49.90
60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:
a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 9 (Set 2)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 9 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 16 (Set 1)
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4 Sep 2025
SIDC Module 16 Exam Question
Which of the following statements regarding trade price adjustments is false?a) The Exchange may adjust trade prices or cancel trades where it believes such action is necessary in the interest of an orderly and fair market.
b) The Exchange may review a trade executed on its own volition or upon the request of a Trading Participant.
c) If the price of the trade under review is determined to be within the Non-Reviewable Range, the trade will be cancelled.
d) If the price of the trade under review is determined to be outside the Non-Reviewable Range, the price of the trade may either be adjusted or cancelled as the Exchange sees fit.
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SC Licensing Exam Module 19 (Set 1)
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4 Sep 2025
SIDC Module 19 Exam Question
Which of the following situations does not have an element of suspicious trading?a) Several orders for small quantities placed close together at increasing or decreasing prices to create a layer of buy/sell orders in the market.
b) Excessive use of forced keys in entering orders.
c) Multiple orders entered during pre-opening and pre-close trading phases.
d) Orders placed on both the buy and sell side of the market at a similar price and time by the same Representative.
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SC Licensing Exam Module 11 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 11 Exam Question
Which of the following compliance guidelines is false?a) Any dealing must be done for the participating organisation’s own account before that of the clients’ orders.
b) Policies and procedures should be implemented to detect market rigging.
c) Key duties and functions must be properly segregated.
d) Proper policies and procedures must be put in place to prevent the company’s employees from taking advantage of confidential price-sensitive information.
