The SIDC Module 10 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 10 (Set 2)
RM49.90
60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:
a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 9 (Set 2)
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4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 9 (Set 1)
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4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 11 (Set 2)
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4 Sep 2025
SIDC Module 11 Exam Question
Which of the following statements regarding a Participating Organisation is false?a) Compliance staff of a Participating Organisation may perform roles such as that of an in-house legal counsel.
b) A Participating Organisation should have an independent compliance function with staff who are suitably qualified and independent from the front office.
c) A Participating Organisation should designate a senior staff from the front office to be responsible for compliance.
d) A Participating Organisation may engage an external service provider to support its compliance arrangements.
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SC Licensing Exam Module 19A
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4 Sep 2025
SIDC Module 19A Exam Question
To prosecute a person involved in insider trading, it is:a) necessary to prove that the person with insider information intended to use the information.
b) necessary to prove that the person with insider information subscribed to or sold the relevant securities.
c) necessary to prove that the person with insider information procured another person to subscribe or sell the relevant securities.
d) not necessary to prove that the person with insider information intended to use the information.
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SC Licensing Exam Module 19B
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4 Sep 2025
SIDC Module 19B Exam Question
When a listed company undertakes a pro rata issue of equity securities to its shareholders for cash, this is known as:a) warrants issue
b) rights issue
c) convertible shares issue
d) book-building
