The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 2)
RM49.90
60 Questions + Answers
3 Apr 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?
a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
3 Apr 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 9 (Set 1)
RM49.90 Add to cart60 Questions + Answers
3 Apr 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 10 (Set 2)
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3 Apr 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 19 (Set 1)
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3 Apr 2025
SIDC Module 19 Exam Question
Which of the following situations does not have an element of suspicious trading?a) Several orders for small quantities placed close together at increasing or decreasing prices to create a layer of buy/sell orders in the market.
b) Excessive use of forced keys in entering orders.
c) Multiple orders entered during pre-opening and pre-close trading phases.
d) Orders placed on both the buy and sell side of the market at a similar price and time by the same Representative.
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SC Licensing Exam Module 7 (Set 1)
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3 Apr 2025
SIDC Module 7 Exam Question
Which of the following is included in the earnings per share of a company?a) Preferred dividends
b) Common dividends
c) Current assets
d) Long term assets
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SC Licensing Exam Module 19B
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3 Apr 2025
SIDC Module 19B Exam Question
When a listed company undertakes a pro rata issue of equity securities to its shareholders for cash, this is known as:a) warrants issue
b) rights issue
c) convertible shares issue
d) book-building
