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  SC Licensing Exam Module 11 (Set 1)

  RM49.90 Add to cart

  60 Questions + Answers

  4 Sep 2025

  SIDC Module 11 Exam Question

  Which of the following compliance guidelines is false?

  a) Any dealing must be done for the participating organisation’s own account before that of the clients’ orders.

  b) Policies and procedures should be implemented to detect market rigging.

  c) Key duties and functions must be properly segregated.

  d) Proper policies and procedures must be put in place to prevent the company’s employees from taking advantage of confidential price-sensitive information.
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  SC Licensing Exam Module 17 (Set 1)

  RM89.90 Add to cart

  100 Questions + Answers

  4 Sep 2025

  SIDC Module 17 Exam Question

  Which of the following statements regarding orders is false?

  a) Where the customer's order is a careful discretion order, trades allocated to the house error account must not be worse off to that allocated to customer's account.

  b) A Representative can execute an order that will have an impact on the market for, or price of, a security or Futures Contract.

  c) A Representative is not allowed to purchase substantial volume in a thinly traded counter, which accounts for a large proportion of the market volume, to establish a predetermined price.

  d) A Representative should be alert to orders placed near the close on the last trading day of the month, quarter or year.
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  SC Licensing Exam Module 12 (Set 1)

  RM49.90 Add to cart

  60 Questions + Answers

  4 Sep 2025

  SIDC Module 12 Exam Question

  A zero coupon bond has a maturity of three years and a maturity value of RM1,000. Given that the discount rate is 7%, what is the Present Value of the bond?

  a) RM 811.50

  b) RM 812.50

  c) RM 813.50

  d) RM 814.50