The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 1)
RM49.90
60 Questions + Answers
8 Jan 2026
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?
a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 9 (Set 2)
RM49.90 Add to cart60 Questions + Answers
8 Jan 2026
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 2)
RM49.90 Add to cart60 Questions + Answers
8 Jan 2026
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
8 Jan 2026
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 16 (Set 2)
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8 Jan 2026
SIDC Module 16 Exam Question
Which of the following information does not need to be included in a futures contract?a) Tick size
b) Margin call procedures
c) Mark-to-market procedures
d) Termination procedures
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SC Licensing Exam Module 11 (Set 2)
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8 Jan 2026
SIDC Module 11 Exam Question
Which of the following statements regarding a Participating Organisation is false?a) Compliance staff of a Participating Organisation may perform roles such as that of an in-house legal counsel.
b) A Participating Organisation should have an independent compliance function with staff who are suitably qualified and independent from the front office.
c) A Participating Organisation should designate a senior staff from the front office to be responsible for compliance.
d) A Participating Organisation may engage an external service provider to support its compliance arrangements.
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SC Licensing Exam Module 7 (Set 2)
RM49.90 Add to cart60 Questions + Answers
8 Jan 2026
SIDC Module 7 Exam Question
An investor purchases 1000 shares of ABC Bhd for RM10 per share and receives an annual dividend of 20 sen per share. He sells the shares 5 years later at RM11. The rate of return is:a) 5%
b) 10%
c) 15%
d) 20%
