The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 2)
RM49.90
60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?
a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 2)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 9 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 19B
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4 Sep 2025
SIDC Module 19B Exam Question
When a listed company undertakes a pro rata issue of equity securities to its shareholders for cash, this is known as:a) warrants issue
b) rights issue
c) convertible shares issue
d) book-building
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SC Licensing Exam Module 16 (Set 2)
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4 Sep 2025
SIDC Module 16 Exam Question
Which of the following information does not need to be included in a futures contract?a) Tick size
b) Margin call procedures
c) Mark-to-market procedures
d) Termination procedures
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SC Licensing Exam Module 11 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 11 Exam Question
Which of the following compliance guidelines is false?a) Any dealing must be done for the participating organisation’s own account before that of the clients’ orders.
b) Policies and procedures should be implemented to detect market rigging.
c) Key duties and functions must be properly segregated.
d) Proper policies and procedures must be put in place to prevent the company’s employees from taking advantage of confidential price-sensitive information.
