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  SC Licensing Exam Module 17 (Set 1)

  RM89.90 Add to cart

  100 Questions + Answers

  5 Feb 2026

  SIDC Module 17 Exam Question

  Which of the following statements regarding orders is false?

  a) Where the customer's order is a careful discretion order, trades allocated to the house error account must not be worse off to that allocated to customer's account.

  b) A Representative can execute an order that will have an impact on the market for, or price of, a security or Futures Contract.

  c) A Representative is not allowed to purchase substantial volume in a thinly traded counter, which accounts for a large proportion of the market volume, to establish a predetermined price.

  d) A Representative should be alert to orders placed near the close on the last trading day of the month, quarter or year.
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  SC Licensing Exam Module 7 (Set 2)

  RM49.90 Add to cart

  60 Questions + Answers

  5 Feb 2026

  SIDC Module 7 Exam Question

  An investor purchases 1000 shares of ABC Bhd for RM10 per share and receives an annual dividend of 20 sen per share. He sells the shares 5 years later at RM11. The rate of return is:

  a) 5%

  b) 10%

  c) 15%

  d) 20%
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  SC Licensing Exam Module 11 (Set 2)

  RM49.90 Add to cart

  60 Questions + Answers

  5 Feb 2026

  SIDC Module 11 Exam Question

  Which of the following statements regarding a Participating Organisation is false?

  a) Compliance staff of a Participating Organisation may perform roles such as that of an in-house legal counsel.

  b) A Participating Organisation should have an independent compliance function with staff who are suitably qualified and independent from the front office.

  c) A Participating Organisation should designate a senior staff from the front office to be responsible for compliance.

  d) A Participating Organisation may engage an external service provider to support its compliance arrangements.