The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 1)
RM49.90
60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?
a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 10 (Set 2)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 9 (Set 2)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 16 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 16 Exam Question
Which of the following statements regarding trade price adjustments is false?a) The Exchange may adjust trade prices or cancel trades where it believes such action is necessary in the interest of an orderly and fair market.
b) The Exchange may review a trade executed on its own volition or upon the request of a Trading Participant.
c) If the price of the trade under review is determined to be within the Non-Reviewable Range, the trade will be cancelled.
d) If the price of the trade under review is determined to be outside the Non-Reviewable Range, the price of the trade may either be adjusted or cancelled as the Exchange sees fit.
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SC Licensing Exam Module 17 (Set 1)
RM89.90 Add to cart100 Questions + Answers
4 Sep 2025
SIDC Module 17 Exam Question
Which of the following statements regarding orders is false?a) Where the customer's order is a careful discretion order, trades allocated to the house error account must not be worse off to that allocated to customer's account.
b) A Representative can execute an order that will have an impact on the market for, or price of, a security or Futures Contract.
c) A Representative is not allowed to purchase substantial volume in a thinly traded counter, which accounts for a large proportion of the market volume, to establish a predetermined price.
d) A Representative should be alert to orders placed near the close on the last trading day of the month, quarter or year.
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SC Licensing Exam Module 12 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 12 Exam Question
A zero coupon bond has a maturity of three years and a maturity value of RM1,000. Given that the discount rate is 7%, what is the Present Value of the bond?a) RM 811.50
b) RM 812.50
c) RM 813.50
d) RM 814.50
