The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 1)
RM49.90
60 Questions + Answers
5 Feb 2026
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?
a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 10 (Set 2)
RM49.90 Add to cart60 Questions + Answers
5 Feb 2026
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 9 (Set 2)
RM49.90 Add to cart60 Questions + Answers
5 Feb 2026
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
5 Feb 2026
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 17 (Set 2)
RM89.90 Add to cart100 Questions + Answers
5 Feb 2026
SIDC Module 17 Exam Question
Which of the following statements about margin is true?a) A Trading Participant may request from its Clients for margins above the minimum required by the Clearing House.
b) Each Client’s Open Positions must be marked to market daily and additional call for margins must be made if necessary.
c) Where margins are required, the Trading Participant must obtain a minimum initial margin and maintain the amount of minimum margins on all Open Positions.
d) A Trading Participant may Close Out any Open Position of a Client where the Client fails to comply with a demand for margin within 1 hour from the time of demand.
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SC Licensing Exam Module 16 (Set 1)
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5 Feb 2026
SIDC Module 16 Exam Question
Which of the following statements regarding trade price adjustments is false?a) The Exchange may adjust trade prices or cancel trades where it believes such action is necessary in the interest of an orderly and fair market.
b) The Exchange may review a trade executed on its own volition or upon the request of a Trading Participant.
c) If the price of the trade under review is determined to be within the Non-Reviewable Range, the trade will be cancelled.
d) If the price of the trade under review is determined to be outside the Non-Reviewable Range, the price of the trade may either be adjusted or cancelled as the Exchange sees fit.
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SC Licensing Exam Module 19 (Set 2)
RM49.90 Add to cart60 Questions + Answers
5 Feb 2026
SIDC Module 19 Exam Question
Which of the following statements regarding insider trading is true?a) A person involved in insider trading is guilty if the information divulged was not generally available.
b) A person involved in insider trading is not guilty if the information divulged was generally available and might have a material effect on the price of the security.
c) Insider trading information is information that is not generally available and if known would influence a person to buy or sell certain securities.
d) Insider trading information is information that may influence a person to buy or sell certain securities.
