The SIDC Module 9 Examination comprises of 30 questions, time given is 60 minutes and the passing mark is 60%.
SC Licensing Exam Module 9 (Set 1)
RM49.90
60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is included in the calculation of the financial resources of a fund management company?
a) Base capital
b) On-balance sheet assets
c) Off-balance sheet assets
d) Total risk requirement
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SC Licensing Exam Module 9 (Set 2)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 9 Exam Question
Which of the following is not an annual reporting requirement for fund management companies?a) Statement of financial resources
b) Statement of total risk requirement
c) Statement of appointed auditors
d) Aggregate indebtedness
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SC Licensing Exam Module 10 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 10 Exam Question
Which of the following terms is defined as the difference between the expected return on an investment portfolio and the risk-free rate?a) Alpha
b) Beta
c) Standard Deviation
d) Market risk premium
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SC Licensing Exam Module 10 (Set 2)
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4 Sep 2025
SIDC Module 10 Exam Question
The allotment of Exchange Traded Funds in an investment portfolio can help diversify against:a) Unsystematic risk
b) Systemic risk
c) Liquidity risk
d) Operational risk
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SC Licensing Exam Module 6 (Set 1)
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4 Sep 2025
SIDC Module 6 Exam Question
ABC Bhd is listed on the LEAP Market. An existing shareholder of ABC Bhd who is not classified as a sophisticated investor can only:a) buy securities of ABC Bhd.
b) sell existing securities of ABC Bhd.
c) short sell securities of ABC Bhd.
d) borrow securities of ABC Bhd.
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SC Licensing Exam Module 17 (Set 2)
RM89.90 Add to cart100 Questions + Answers
4 Sep 2025
SIDC Module 17 Exam Question
Which of the following statements about margin is true?a) A Trading Participant may request from its Clients for margins above the minimum required by the Clearing House.
b) Each Client’s Open Positions must be marked to market daily and additional call for margins must be made if necessary.
c) Where margins are required, the Trading Participant must obtain a minimum initial margin and maintain the amount of minimum margins on all Open Positions.
d) A Trading Participant may Close Out any Open Position of a Client where the Client fails to comply with a demand for margin within 1 hour from the time of demand.
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SC Licensing Exam Module 11 (Set 1)
RM49.90 Add to cart60 Questions + Answers
4 Sep 2025
SIDC Module 11 Exam Question
Which of the following compliance guidelines is false?a) Any dealing must be done for the participating organisation’s own account before that of the clients’ orders.
b) Policies and procedures should be implemented to detect market rigging.
c) Key duties and functions must be properly segregated.
d) Proper policies and procedures must be put in place to prevent the company’s employees from taking advantage of confidential price-sensitive information.
